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20 changes: 16 additions & 4 deletions blueprint/src/chapter/gauss_circle.tex
Original file line number Diff line number Diff line change
Expand Up @@ -71,7 +71,17 @@ \section{Known upper and lower bounds}

In light of Conjecture \ref{gauss-circle-conj} and \Cref{gauss-circle-lower-23}, in the rest of this section we shall focus on upper bounds on $\theta^{\operatorname{Gauss}}_{k}$ for $k = 2, 3$.

The case $k = 2$ is known classically as Gauss's circle problem. The current sharpest known bound on $\theta_2^{\operatorname{Gauss}}$ is
The case $k = 2$ is known classically as Gauss's circle problem. The following bound is given in Hu's preprint:
\begin{theorem}[Hu (2026) \cite{hu_first_spacing_2026}]\label{gauss-circle-hu-2026}
One has
\[
\theta_2^{\operatorname{Gauss}} \le \frac{573}{914} = 0.6269146608\ldots.
\]
\end{theorem}

The manuscript uses the squared-radius variable $X=R^2$ and proves an error bound $O_\varepsilon(X^{573/1828+\varepsilon})$ for every $\varepsilon>0$. Substituting $X=R^2$ and rescaling $\varepsilon$ gives the radius exponent $573/914$ used here. An accompanying \href{https://github.com/hxypqr/gauss-circle-divisor-energy/tree/2e2cc1aa2ae937bf7822889fc73b364444aa61b3}{Lean formalization} proves the deduction from explicitly stated external inputs; those inputs remain hypotheses of its final theorem.

Li--Yang obtained the following earlier bound:
\begin{theorem}[Li--Yang (2023) \cite{li_yang_gauss_2024}]
One has $\theta_2^{\operatorname{Gauss}} \le 2\alpha$, where $\alpha = 0.31448\ldots$ is the solution to the equation
\[
Expand All @@ -84,7 +94,7 @@ \section{Known upper and lower bounds}
The value of $\alpha$ is the same as that appearing in \Cref{divisor-2-bound}. Historically, methods used to make progress in the $\alpha_2$ exponent in the Dirichlet divisor problem have led to corresponding improvements in $\theta_2^{\operatorname{Gauss}}$ (and vice versa). This may be unsurprising given that both problems reduce to counting the number of lattice points contained in a curved region with a smooth boundary (with the region being the hyperbola $\{(m,n) \in [0, \infty)^2: mn \le x \}$ in the case of the Dirichlet divisor problem).
\end{remark}

The historical progression of upper bounds on $\theta_2^{\operatorname{Gauss}}$ is recorded in \Cref{gauss-circle-table-2} and \Cref{fig:gauss_circle_historical}.
The historical progression of upper bounds on $\theta_2^{\operatorname{Gauss}}$ is recorded in \Cref{gauss-circle-table-2}; \Cref{fig:gauss_circle_historical} illustrates the progression through 2023.


\begin{table}[ht]
Expand Down Expand Up @@ -117,7 +127,9 @@ \section{Known upper and lower bounds}
\hline
Huxley (2003) \cite{huxley_exponential_2003} & $131/208 = 0.6298\ldots$\\
\hline
Li--Yang (2023) \cite{li_yang_gauss_2024} & $2\alpha* = 0.6289\ldots$\\
Li--Yang (2023) \cite{li_yang_gauss_2024} & $2\alpha = 0.6289\ldots$\\
\hline
Hu (2026) \cite{hu_first_spacing_2026} & $573/914 = 0.626914\ldots$\\
\hline
\end{tabular}
\label{gauss-circle-table-2}
Expand All @@ -126,6 +138,6 @@ \section{Known upper and lower bounds}
\begin{figure}
\centering
\includegraphics[width=0.5\linewidth]{chapter/gauss_circle_historical_bounds.png}
\caption{Historical upper bounds on $\theta_2^{\rm Gauss}$}
\caption{Historical upper bounds on $\theta_2^{\rm Gauss}$ through 2023}
\label{fig:gauss_circle_historical}
\end{figure}
8 changes: 8 additions & 0 deletions blueprint/src/references.bib
Original file line number Diff line number Diff line change
Expand Up @@ -2070,6 +2070,14 @@ @article{Hooleypa
volume = {20},
}

@misc{hu_first_spacing_2026,
author = {Hu, Xiyu},
title = {A remark on first spacing in {Gauss}'s circle problem and {Dirichlet}'s divisor problem},
year = {2026},
note = {Preprint, with accompanying Lean formalization},
howpublished = {\url{https://github.com/hxypqr/gauss-circle-divisor-energy/tree/2e2cc1aa2ae937bf7822889fc73b364444aa61b3}},
}

@article{hua_lattice_points_1942,
title = {The lattice-points in a circle},
volume = {os-13},
Expand Down